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ACCOUNTING COMPLIANCE

Compliance for Independent Accountants & Auditors

Turn financial scrutiny into a stronger line of AML defence.

Training duration6 hours / 1 day
DeliveryFace-to-face or virtual instructor-led
ProgrammeProfessional certification
Course summary

Build expertise that creates measurable value.

A practical UAE AML course for independent accountants and auditors, covering client due diligence, accounting red flags, audit responsibilities, goAML reporting and regulatory inspection readiness.

01

Apply risk-based client due diligence

02

Recognise suspicious accounting entries and structures

03

Understand AML responsibilities during an audit

04

Escalate and report through goAML

05

Prepare files and controls for inspection

Entry qualifications

Is this programme right for you?

  • No prior AML qualification is required
  • Designed for accounting, audit and financial-control professionals
Learner profile

Designed for ambitious professionals.

  • Independent accountants and auditors
  • Audit managers and partners
  • Compliance and finance teams
  • Practice management
Course content

A practical, structured learning journey.

Each module turns internationally relevant frameworks into skills you can apply in the workplace.

Module 01↗

UAE AML Framework for Accountants & Auditors

  • Applicable AML obligations
  • Professional roles and governance
Module 02↗

Client Due Diligence & Risk Assessment

  • KYC and beneficial ownership
  • Risk rating and enhanced due diligence
Module 03↗

AML Red Flags in Accounting & Audit

  • Related parties, fictitious suppliers and unusual entries
  • Cash, offshore structures and unexplained loans
Module 04↗

STR/SAR & goAML Reporting

  • Suspicion and escalation
  • Reporting and evidence retention
Module 05↗

AML Responsibilities During an Audit

  • Professional scepticism
  • Documentation and internal action
Module 06↗

Regulatory Inspection & Audit Readiness

  • Policies and client files
  • Testing, training and corrective action
Learning outcomes

Graduate ready to perform with confidence.

  1. 01Assess client and transaction risk
  2. 02Identify accounting and audit red flags
  3. 03Apply reporting responsibilities
  4. 04Maintain inspection-ready documentation
Take the next step

Ready to advance your career?

Speak with an Entrepôt programme advisor about upcoming cohorts, delivery options and enrolment.