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BANKING COMPLIANCE

Compliance for Banks & Financial Institutions

Build resilient financial-crime controls across the customer lifecycle.

Training duration6 hours / 1 day
DeliveryFace-to-face or virtual instructor-led
ProgrammeProfessional certification
Course summary

Build expertise that creates measurable value.

A comprehensive CBUAE-focused AML programme for banks and financial institutions covering KYC, beneficial ownership, transaction monitoring, sanctions, goAML reporting and regulatory inspections.

01

Apply CBUAE AML/CFT/CPF expectations

02

Strengthen KYC, UBO and customer risk rating

03

Identify suspicious transaction patterns

04

Manage PEP, sanctions and TFS controls

05

Prepare for CBUAE audit and inspection

Entry qualifications

Is this programme right for you?

  • No prior banking-compliance qualification is required
  • A basic understanding of financial services is helpful
Learner profile

Designed for ambitious professionals.

  • Financial-sector compliance teams
  • MLROs and deputies
  • KYC and onboarding professionals
  • Transaction-monitoring and sanctions teams
  • Internal auditors
Course content

A practical, structured learning journey.

Each module turns internationally relevant frameworks into skills you can apply in the workplace.

Module 01↗

CBUAE AML/CFT/CPF Framework

  • Regulatory expectations
  • Governance and compliance responsibilities
Module 02↗

KYC, CDD, UBO & Customer Risk Rating

  • Identity and beneficial ownership
  • Risk classification and enhanced due diligence
Module 03↗

Transaction Monitoring

  • Layering, mule accounts and rapid funds movement
  • Cash, structuring and cross-border activity
Module 04↗

PEPs, Sanctions & Targeted Financial Sanctions

  • Screening and match handling
  • High-risk relationships
Module 05↗

STR/SAR & goAML

  • Investigation and internal escalation
  • Reporting and retention
Module 06↗

CBUAE Audit & Regulatory Inspection Readiness

  • Control evidence and testing
  • Remediation and inspection preparation
Learning outcomes

Graduate ready to perform with confidence.

  1. 01Apply risk-based KYC and customer rating
  2. 02Monitor and investigate financial activity
  3. 03Manage sanctions and reporting controls
  4. 04Maintain CBUAE inspection-ready evidence
Take the next step

Ready to advance your career?

Speak with an Entrepôt programme advisor about upcoming cohorts, delivery options and enrolment.